Quick facts

  • Highly relationship driven
  • Conservative, stable, caring
  • Founded in 1978, independently owned
  • SEC-registered investment advisory firm
  • Research driven
  • 9 partners, 8 CFA® charterholders,1 CPA
  • Fee-based, no sales commissions
  • Offices in Phoenix, Arizona
  • Adviser to a mutual fund >

 

About Us



About L. Roy Papp & Associates, LLC

  • SEC-Registered Investment Adviser1: Established in 1978, we provide comprehensive wealth management services to affluent individuals and families as well as to institutions from our offices in Phoenix, Arizona. As of 12/31/2015, assets under management were more than $794 million.

  • Team of dedicated portfolio managers, researchers and support staff: We have nine partners and seven portfolio managers, eight of whom hold the Chartered Financial Analyst® designation and one of whom is a certified public accountant (CPA), supported by our knowledgeable staff. Someone is always available to assist you during business hours.
    Meet our team >


  • Custom investment portfolios: We work with you one-on-one to build a portfolio that is right for you. Your portfolio may be taxable or tax-exempt (such as an IRA or a SEP) and consist of:             
        
    • all stock with an emphasis on growth,

    • all bonds with an emphasis on income and preservation or

    • a mix of both for a balanced approach appropriate for your needs.

  • Tax-efficient: We are always attuned to tax efficiency for your investments and will work closely with your tax advisor to fit your specific circumstances.

Conservative, stable and consistent

  • Our philosophy has remained constant since the firm’s establishment by founder L. Roy Papp. We continue the legacy of Roy’s belief in disciplined investing in long-term growth companies, his integrity and his commitment to providing high-quality service. Investors look to us to preserve and grow the value of their assets, enabling them to sufficiently fund their lifestyles while leaving something for family or charities.  
  • We believe that equities provide a greater long-term return than fixed-income securities do and that the return on equities will exceed inflation, thus maintaining the purchasing power of the assets available for investment. At the core of our investment philosophy is the belief in owning high-quality growth stocks for the long term, purchasing them when prices are attractive. We believe our emphasis on quality has enabled clients to participate in up markets while providing excellent downside protection during periods of market weakness.
  • Fixed-income investing is a defensive strategy, directed toward production of current income (either taxable or tax-exempt, depending upon the nature of the account) and protection of the principal from loss.

Building a long-term relationship with you;
dedicated to your financial well-being and peace of mind

  • A personal portfolio manager: Our relationship begins with the first meeting you have with your personal portfolio manager. Together, you’ll explore your current financial situation, investment goals, lifestyle needs and any special wealth management needs. We understand the full range of financial service alternatives in the marketplace and will help you create an ideal plan for your unique circumstances. 
  • Building wealth and simplifying your finances:

    • You’ll understand what you are investing in and why it was recommended.

    • As a fee-based adviser, we have no conflicts of interest. We do not receive commissions – just one simple asset-based fee.

    • Situations change, so we’ll aim to meet with you at least once a year to review your circumstances and goals. Of course, we welcome the opportunity to meet with you or answer any questions you have by phone at any time. While you will have a personal portfolio manager, other team members will know you and your portfolio in order to be ready to help you as needed.

Learn more about our history >

 

1Registration does not imply a certain level of skill and training. 

 
     
 

L. Roy Papp & Associates, LLP | 2201 E. Camelback Road, Suite 227B, Phoenix, AZ 85016 | P 602.956.0980 | F 602.956.1985
Privacy Policy | Contact Us | The banner image is from a painting by Ed Mell that hangs in the firm's office.

 
 

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The services provided in this Website are intended for persons who reside in the U.S.

A copy of our firm’s SEC brochure Form ADV Part 2 is provided to all clients and prospective clients and may be obtained by contacting us.

Nothing on this Website should be construed as a solicitation, or offer, or recommendation, to acquire or dispose of any investment or to engage in any other transaction with our firm. We do not render or offer to render personalized investment advice or financial planning advice through this Website. Specific advice is given only within the context of our contractual agreements with each client. This Website is limited to the dissemination of general information about the Company’s service offerings, and provides an alternative method for clients and prospective clients to learn more about our firm, and to contact us. Advice may only be rendered after the delivery of Form ADV Part 2 or brochure and the execution of a contract.

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